FinTech Update

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2 results for: broker-dealer

7/10/2019 3:22:35 PM

U.S. Securities and Exchange Commission Publishes Joint Statement on Broker-Dealer Custody of Digital Asset Securities

By Christine Parker

On July 8, 2019 the U.S. Securities and Exchange Commission (the “SEC”) and the Financial Industry Regulatory Authority (“FINRA”) (both,...

7/10/2019 3:22:35 PM

By Christine Parker Le-el Sinai

On July 8, 2019 the U.S. Securities and Exchange Commission (the “SEC”) and the Financial Industry Regulatory Authority (“FINRA”) (both,...