FinTech Update

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2 results for: crowdfunding

6/21/2019 12:45:47 PM

FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal

By Herb Kozlov

On June 5, 2019, a Financial Industry Regulatory Authority (FINRA) panel handed down its first enforcement action against a funding...

6/21/2019 12:45:47 PM

By Herb Kozlov C. Gray Le-el Sinai +1 more...

On June 5, 2019, a Financial Industry Regulatory Authority (FINRA) panel handed down its first enforcement action against a funding...