10/16/2019 4:43:45 PM MIAX continues to win FinTech patent battle with Nasdaq By Lisa Chiarini Herb Kozlov Miami International Holding Inc. et al. (MIAX) attained five victories within two weeks before the Patent Trial and Appeal Board (PTAB)...
10/16/2019 4:43:45 PM MIAX continues to win FinTech patent battle with Nasdaq By R. Hutz Lisa Chiarini Herb Kozlov Miami International Holding Inc. et al. (MIAX) attained five victories within two weeks before the Patent Trial and Appeal Board (PTAB)...
6/21/2019 12:45:47 PM FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal By Herb Kozlov On June 5, 2019, a Financial Industry Regulatory Authority (FINRA) panel handed down its first enforcement action against a funding...
6/21/2019 12:45:47 PM FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal By Herb Kozlov C. Gray Le-el Sinai Daphne Lambadariou +1 more... Show less On June 5, 2019, a Financial Industry Regulatory Authority (FINRA) panel handed down its first enforcement action against a funding...